A successful independent RIA firm is seeking a Financial Advisor in the Chattanooga, TN area. The firm has a marketing team that drives business to the advisors, and leads are booked for them. No need to prospect or cold call.  

Job Highlights:

• Proven marketing system provided to the advisor
• No prospecting needed
• No cold calling
• Just meet with candidates and close business!

A local FMO/IMO in the Fort Lauderdale, FL area is seeking a candidate with experience writing ACAT, annuity, and financial applications to join their rapidly-growing firm as a new business coach. Responsibilities include but are not limited to training advisors and staff, explaining financial applications, scrubbing applications, and regularly scheduled calls and meetings.

Key Responsibilities

• Complete and double check all paperwork for items that need to be added, signatures, initials, dates, etc.
• Submit applications to carrier with client’s check, rollover paperwork, or transfer paperwork and most recent statements.
• Follow up on all pending transfers by checking carrier website or contacting the companies directly.
• Frequently communicate with clients regarding the activity of their accounts that are getting established.
• Manage client information—prepare client reports, submit and follow up on necessary paperwork, maintain client files and activity reports in database.
• Work closely with other financial intermediaries, such as brokerage firms, investment companies, accountants, attorneys, etc.
• Deliver superior client service.
• Communicate with clients verbally and in writing.

Qualifications and Skills

• Proficient in computer skills—Microsoft Word, Excel, and Outlook
• CRM experience is a plus.
• At least 3-5 years of experience working with clients in a financial firm.
• Strong written and verbal communication skills
• Collaborative team player, able to work with and through others.
• Ability to establish and maintain positive relationships with existing and potential clients.
• Ambitious with a sense of urgency and initiative; proactive vs. reactive
• Must be dependable, professional, and accurate.
• Series 65 license a plus
• College education

Benefits

• Health/Dental/Vision
• Life insurance, short, and long-term disability
• Paid time off
• 401k

A successful and rapidly-growing RIA firm is seeking to add one financial advisor to their office in the Woodland Hills, CA area. This is a great opportunity for an advisor who wants to grow with a successful organization without the need for prospecting.

Job Description and Requirements

• Access to an existing marketing system
• New client appointments scheduled for you
• Little to no prospecting
• Meet with clients and close business!
• Series 65 required
• CFP a plus

One of the fastest growing independent RIA firms in the country is seeking a Client Service Advisor for their office in the Cordova, TN area. This individual would work with an existing book of business with the support of a successful firm and marketing system.

Job Responsibilities and Qualifications

• Work with existing clients of the firm
• Client reviews
• Portfolio analysis
• Re-balancing
• Look for other sales opportunities within the existing book
• 65 required

Salary plus bonus on revenue with full benefits. Great growth potential within the firm.

Independent bank based out of West Palm Beach, FL branch is looking for a quality Financial Advisor to work with their clients. The value to an advisor is the quality client base the advisor will have access to. Besides the tellers and loan officers, they have Commercial Bankers that will drive most of their high-end quality leads to this new advisor. The bank's leadership is very committed to helping the advisor to drive sales through the bank customers. There is great leadership in the region that is focused on driving leads to the advisor.

One of the largest regional banks in Texas with branches throughout the state is looking for a quality advisor to work in their 4 branches in Liberty, Hardin, Huffman and China, Texas. These 4 branches have approximately $400MM in deposits.  The leadership team is very supportive of driving business with incentive programs that encourage employees of the bank to refer new clients to the advisor. The new advisor will inherit approximately $137MM AUM which currently generates over $400K in T12.

Benefits from the bank include unlimited Marketing Budget, Cell Phone Allowance, Laptop, business related expenses covered and many more perks.  This territory also has an existing book of business that the new advisor will inherit.

Independent bank based out of Tallahassee, FL branch is looking for a quality Financial Advisor to work with their clients. The value to an advisor is the quality client base the advisor will have access to. Besides the tellers and loan officers, they have Commercial Bankers that will drive most of their high-end quality leads to this new advisor. The Bank is very committed to helping the advisor to drive sales through the bank customers. There is great leadership in the region that is focused on driving leads to the advisor.

Independent bank based out of Pensacola, FL branch is looking for a quality Financial Advisor to work with their clients. The value to an advisor is the quality client base the advisor will have access to. Besides the tellers and loan officers, they have Commercial Bankers that will drive most of their high-end quality leads to this new advisor. This bank is very committed to helping the advisor to drive sales through the bank customers. There is great leadership in the region that is focused on driving leads to the advisor.

One of the largest regional banks in Pennsylvania with branches throughout the state is looking for a quality advisor to work in their 2 branches in Harrisburg, one in Cumberland and one in Camp Hill. This branch has already forwarded over 100 referrals YTD.  The leadership team is very supportive of this program with a goal of doubling revenue over the next couple of years. 

Benefits from the bank include unlimited Marketing Budget, Cell Phone Allowance, business related expenses covered and many more perks.  This territory also has an existing book of business that the new advisor will inherit.

Regional bank based out of Pennsylvania with 22 branches is looking for a quality Financial Advisor to work with their clients. The value to an advisor is the quality client base the advisor will have access to and in this case an existing book of business. Besides the tellers and loan officers, they have two Commercial Bankers that the advisors will partner with which will drive most of the high-end quality leads to this new advisor.

Independent bank based out of Naples, FL branch is looking for a quality Financial Advisor to work with their clients. The value to an advisor is the quality client base the advisor will have access to. Besides the tellers and loan officers, they have Commercial Bankers that will drive most of their high-end quality leads to this new advisor. Bank leadership is very committed to helping the advisor to drive sales through the bank customers. There is great leadership in the region that is focused on driving leads to the advisor.

Regional Bank based out of Louisville, KY is looking for a quality Financial Advisor to work with their clients. Locations of branches include Louisville and Frankfort. Besides the tellers and loan officers, they have Commercial Bankers that the advisor will partner with which will drive most of the high-end quality leads to this new advisor. They will also have access to all of the bank clients.

Independent Bank based out of Pennsylvania is looking for an advisor to join them to work in the Lehigh Valley market. This includes branches in Emmaus, New Tripoli and Orefield. This independent bank has over $550MM in deposits and are growing at a 20% rate every year. This bank has an existing book of business that the new advisor will inherit which includes approx. 170 clients. 

The Bank leadership is very supportive of driving business to the Financial Advisor. Benefits from the bank include Marketing Budget, Cell Phone Allowance, Laptop, and Business-Related Expenses covered and many more perks.

Regional Bank based out of Lehigh Valley, PA is looking for a quality Financial Advisor to work with their clients. Locations include nine branches in Bethlehem area, and two branches in the Allentown area.

The value to an advisor is the quality client base the advisor will have access to and in this case an existing book of business. Besides the tellers and loan officers, they have four Commercial Bankers that the advisors will partner with which will drive most of the high-end quality leads to this new advisor.

Independent bank based out of Fort Lauderdale, FL branch is looking for a quality Financial Advisor to work with their clients. The value to an advisor is the quality client base the advisor will have access to. Besides the tellers and loan officers, they have Commercial Bankers that will drive most of their high-end quality leads to this new advisor. The bank's leadership is very committed to helping the advisor to drive sales through the bank customers. There is great leadership in the region that is focused on driving leads to the advisor.